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Institutional Investor SEC ESG Requirements, Liabilities, & Challenges-DEC. 14TH

2012 Webinar Series: SEC ESG Compliance- Where The Rubber Meets The Road

Institutional Investor SEC ESG Requirements, Liabilities, & Challenges-DEC. 14TH

2012 Webinar Series: SEC ESG Compliance- Where The Rubber Meets The Road

Published 12-11-12

Submitted by CSR Insightâ„¢ LLC

Registration is now open for WEBINAR 3 of the Global ESG Regulatory Academy™ 2012 Webinar Series.  Webinars are limited to 100 participants

PLEASE NOTE:  All Registrants, regardless of whether you attend the live Webinar, will receive the archived Webinar recording and the presentation handout materials.

WEBINAR 3, DEC. 14TH:  will explain, for the first time, SEC ESG Requirements for Registered Investment Advisers and Associated Noncompliance Liabilities, the first-ever analysis of the SEC Regime for ESG issues for Institutional Asset Owners and Managers.  Additional Topics include:  Recent Private Equity ESG Developments; ESG Considerations for CFAs; and Current Integrated Reporting Developments and Market Practices.

If you missed Webinars 1 and 2, you can still register to receive the archived Webinar recordings and the presentation handout materials for these Webinars:

WEBINAR 1:  explained the dimensions and impacts of the widespread global SEC ESG noncompliance problem; the basic foundation SEC filers must establish to comply with SEC ESG requirements; current corporate disclosure deficiencies and reasons for noncompliance; liabilities triggered by noncompliance for the C-Suite, the Board, and the External Auditor; compliance issues and strategies (Part 1); and lessons learned from recent financial institution scandals.

WEBINAR 2:  explained in detail the SEC Reg. S-K disclosure and financial reporting requirements for ESG issues; the associated noncompliance liabilities for the C-Suite, the Board, and the External Auditor; current SEC enforcement initiatives and considerations; and Institutional Investor market practices concerning ESG disclosure.


Click here for full event info and to register.


Contact Ms. Lowson at


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CSR Insightâ„¢ LLC

CSR Insightâ„¢ LLC

CSR Insightâ„¢ LLC, founded in 2007 by Linda M. Lowson, Esq., is an independent, nonpartisan consultancy uniquely specializing in Global ESG Regulatory Education, global financial regulatory policy, ESG metrics and voluntary reporting frameworks, and ESG capital market issues. In 2012, CSR Insightâ„¢ launched the exciting Global ESG Regulatory Academyâ„¢ as its flagship business unit, the first-ever provider of independent professional education on Global ESG Regulation and Reporting. The Global ESG Regulatory Academyâ„¢ also provides customized, on-site educational seminars and workshops for companies, boards, asset owners and managers, analysts, professional advisors, and NGOs.

CSR Insightâ„¢ completed a comprehensive 5-year, US$5.5 million Global ESG Regulatory and Capital Market Research Program to develop the Knowledge Base content foundation for this unique, important, and sophisticated professional education. This Research Program included comprehensive, drill-down legal, regulatory, accounting, and technical analyses of global ESG regulatory and voluntary reporting regimes, including the first comprehensive technical analysis of the entire SEC regime as it applies to ESG issues.


• Linda Lowson, J.D., LL.M., CEO, is an internationally recognized expert in global ESG regulation, global financial regulation, and ESG capital market issues. Previously, Ms. Lowson served as a Shearman and Sterling Attorney and Arthur Andersen Partner, and launched and led Andersen's U.S. Financial Services Strategy Practice and served as a member of its North American Financial Services Executive Leadership Team and Global Financial Services Thought Leadership Team. She holds a J.D. degree from Cornell Law School and an LL.M. degree from New York University Law School.

• Alison Dempsey, J.D., LL.M., Ph.D., Director of Research, is an accomplished and experienced international attorney and international corporate governance expert, and recently published the ground-breaking book, “Evolutions in Corporate Governance--Towards an Ethical Framework for Business Conduct” (November 2013), published by Greenleaf Publishing (Hardback ISBN: 978-1-906093-86-0, PDF Ebook ISBN: 978-1-78353-057-1).

For further information on the Global ESG Regulatory Academyâ„¢ and our educational courses, on-site workshops, and live online webinars, contact Linda Lowson at, or visit

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